Services Fees

For Individual Clients

Our service fees:

I. TRANSACTION FEE (Fee = Applied rate x The total value of matching in day of the Customer)Fee Rate
1. Listed Securities  
1.1. Stock and Fund Certificate (excluding fees paid to the Stock Exchange 0.03%)
 
For matching value in day under 100 million VND 0.25%
For matching value in day 100 million VND to 500 million VND 0.20%
For matching value in day above 500 million VND 0.15%
1.2. Bond Max 0.1%
2. Unlisted Securities (*)  
2.1. Stock and Fund Certificate 0.35% transaction value
2.2. Bond VND 1.000.000/transaction
II. DEPOSITORY FEEFee Rate
1. Listed Stock and Fund Certificate VND 0.4/Share, Fund certificate/Month
2. Bond VND 0.2/Bond/Month
III. STOCK OWNERSHIP TRANSFER OUTSIDE THE PLATFORM OF STOCK EXCHANGESFee Rate
1. Founder shareholder under statutory transfer restricted period 0.15% transaction value (minimum 50,000 VND/transaction)
2. Stock transfer approved by state authorities

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond

3. Stock transfer of public companies registered in VSD but no, not listed / registered trading on the Stock Exchange

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond
4. Stock transfer as a gift, inheritance

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond

Note: only applicable to fees VSD cases.

5. Transfer of ownership by implementing public offer 0.1% transaction value (minimum 50,000 VND/transaction)
6. Transfer of ownership from the auction of state stake in JSC

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond

7. Transfer of ownership of securities in the ETF swaps fund certificate 0.1% transaction value (minimum 50,000 VND/transaction)
IV. OTHER FEESFee Rate (VAT included)
1. Credit consultant fee Maximun 2% per year, based on loan amount and actual loan period (minimum VND 50,000 per contract)
2. Management fee for blocking account by request VND 50,000/transaction
3. Securities transfer fee 1 VND/share/transaction (minimum VND 50,000/transaction and maximum VND 1,000,000/transaction/Share)
4. Account balance confirmation fee VND 50.000/transaction
5. Replacement fee for stock book/certificate  VND 50.000/stock book, certificate
V. FINANCIAL LEVERAGE SUPPORT FEE Fee Rate
1. Margin Trading

0,0375%/day

Effective from 01-Jun-2015

2. Cash-advance

0,0375%/day

Effective from 01-Jun-2015

3. Cash-advance with 3rd party

0,0375%/day

Effective from 01-Jun-2015

4. Securities Mortgage Please contact VCBS for details
5. Leveraged Buy-out Please contact VCBS for details
NOTE:

- Free of charge for opening account;

- No minimum account balance;

- Article I.2 - Unlisted Securities - Do not include the transfer ownership of securities already registered, deposited at Vietnam Securities Depository;

- This notice is effective since 21/02/2017 until further notice from VCBS.