Services Fees

For Institutional Clients

Our service fees:

I. TRANSACTION FEE (Fee = The total value of matching in day of the Customer)Fee Rate
1. Listed Securities  
1.1. Stock and Fund Certificate (excluding fees paid to the Stock Exchange 0.03%)
0.15% 
1.2. Bond 0.02%
2. Unlisted Securities (*)  
2.1. Stock and Fund Certificate 0.35% transaction value
2.2. Bond VND 1.000.000/transaction
II. DEPOSITORY FEEFee Rate
1. Listed Stock and Fund Certificate VND 0.4/Share, Fund certificate/Month
2. Bond VND 0.2/Bond/Month
III. STOCK OWNERSHIP TRANSFER OUTSIDE THE PLATFORM OF STOCK EXCHANGESFee Rate
1. Founder shareholder under statutory transfer restricted period 0.15% transaction value (minimum 50,000 VND/transaction)
2. Stock transfer approved by state authorities 0.15% transaction value (minimum 50,000 VND/transaction)
3. Stock transfer as a gift, inheritance 0.15% transaction value (minimum 50,000 VND/transaction)
IV. OTHER FEESFee Rate (VAT included)
1. Credit consultant fee Maximun 2% per year, based on loan amount and actual loan period (minimum VND 50,000/contract)
2. Management fee for blocking account by request VND 50,000/transaction
3. Securities transfer fee 1 VND/share/transaction (minimum VND 50,000/transaction and maximum VND 1,000,000/transaction/share)
4. Account balance confirmation fee VND 50.000/transaction
5. Replacement fee for stock book/certificate  VND 50.000/stock book, certificate
V. FINANCIAL LEVERAGE SUPPORT FEE Fee Rate
1. Margin Trading 0,0375%/day

Effective from 01-Jun-2015

2. Cash-advance 0,0375%/day

Effective from 01-Jun-2015

3. Securities Mortgage Please contact VCBS for details
4. Leveraged Buy-out Please contact VCBS for details
NOTE:

- Free of charge for opening account;

- No minimum account balance;

- Article I.2 - Unlisted Securities - Do not include the transfer ownership of securities already registered, deposited at Vietnam Securities Depository;

- This notice is effective since 03/08/2015 until further notice from VCBS.