Services Fees

For Institutional Clients

Our service fees:

I. TRANSACTION FEE (Fee = The total value of matching in day of the Customer)Fee Rate
1. Listed Securities  
1.1. Stock and Fund Certificate (excluding fees paid to the Stock Exchange 0.03%)
0.15% 
1.2. Bond 0.02%
2. Unlisted Securities (*)  
2.1. Stock and Fund Certificate 0.35% transaction value
2.2. Bond VND 1.000.000/transaction
II. DEPOSITORY FEEFee Rate
1. Listed Stock and Fund Certificate VND 0.4/Share, Fund certificate/Month
2. Bond VND 0.2/Bond/Month
III. STOCK OWNERSHIP TRANSFER OUTSIDE THE PLATFORM OF STOCK EXCHANGESFee Rate
1. Founder shareholder under statutory transfer restricted period 0.15% transaction value (minimum 50,000 VND/transaction)
2. Stock transfer approved by state authorities

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond

3. Stock transfer of public companies registered in VSD but no, not listed / registered trading on the Stock Exchange

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond
4. Stock transfer as a gift, inheritance

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond

Note: only applicable to fees VSD cases.

5. Transfer of ownership by implementing public offer 0.1% transaction value (minimum 50,000 VND/transaction)
6. Transfer of ownership from the auction of state stake in JSC

a. 0.15% transaction value (minimum 50,000 VND/transaction) for Stock

b. 0.01% transaction value (minimum 50,000 VND/transaction) for Bond

7. Transfer of ownership of securities in the ETF swaps fund certificate 0.1% transaction value (minimum 50,000 VND/transaction)
8. Transfer of ownership of securities due to the division, separation, merger, consolidation, or capital contribution by shares to establish enterprises in accordance with the Civil Law, the Enterprise Law and the Securities Law. 0.1% transaction value (minimum 50,000 VND/transaction)

Note: only applicable to fees VSD cases.

IV. OTHER FEESFee Rate (VAT included)
1. Credit consultant fee Maximun 2% per year, based on loan amount and actual loan period (minimum VND 50,000/contract)
2. Management fee for blocking account by request VND 50,000/transaction
3. Securities transfer fee 1 VND/share/transaction (minimum VND 50,000/transaction and maximum VND 1,000,000/transaction/share)
4. Account balance confirmation fee VND 50.000/transaction
5. Replacement fee for stock book/certificate  VND 50.000/stock book, certificate
6. Transfer of ownership of securities due to the division, separation, merger, consolidation, or capital contribution by shares to establish enterprises in accordance with the Civil Law, the Enterprise Law and the Securities Law.  
V. FINANCIAL LEVERAGE SUPPORT FEE Fee Rate
1. Margin Trading 0,0375%/day

Effective from 01-Jun-2015

2. Cash-advance 0,0375%/day

Effective from 01-Jun-2015

3. Securities Mortgage Please contact VCBS for details
4. Leveraged Buy-out Please contact VCBS for details
NOTE:

- Free of charge for opening account;

- No minimum account balance;

- Article I.2 - Unlisted Securities - Do not include the transfer ownership of securities already registered, deposited at Vietnam Securities Depository;

- This notice is effective since 03/08/2015 until further notice from VCBS.